Functionality
Global address matching
Enhance your client journey with our in-built global address verification option
Compliance tool
Support scheduling, delivery, and capture returns of all certifications and attestations. Allows preclearance and disclosure of employees’ activities
Facial biometrics
Maxcomply’s biometric feature is a powerful combination of digital identity verification, document proofing, and risk screening
On-boarding portal
Parties “on-board themselves” directly into the system. Thereby, significantly reducing processing time and complexities
Fully integrated customisable workflow management
Tailored reporting and alerts leveraged from our API relationship with Refinitiv World-Check
Easy case management
Case review and escalation with automated notifications and alerts for specified next-step owners
Risk assessment engine
MaxComply analyses your data points, calculates a risk score and automatically generates re-screening tasks
Full audit trail
Every update to a case is logged, so replaying what happened, when, and by whom is always at your fingertips
Custom dashboard reporting
Use our tools to save your specific report criteria – run at your convenience – and export to distribute to those that need to see it
Security
MaxComply’s data handling and storage complies with GDPR and the highest recognised global security standards
Complete flexibility
Tailor MaxComply to your jurisdictional preferences in order to satisfy local and international regulatory changes
Subscription form generation
Use MaxComply to generate, distribute and complete your firm’s investor subscription documents
Sign-up or certify with e-signature
An integrated certification method using the world’s number one provider
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This document is provided for information purposes only and does not constitute legal, tax, investment, regulatory, accounting or other professional advice. For more information on the legal and regulatory status of IQ-EQ companies please visit www.iqeq.com/legal-and-compliance.