Your strategic goals

1. Your challenge: stay compliant The regulatory environment is constantly evolving, especially for asset managers and family offices operating internationally.

­ Our solution Our global team with strong KYC, KYT and AML expertise in key locations, supported by MaxComplyTM can swiftly respond to evolving requirements by seamlessly integrating real-time data, promptly identifying information gaps, and generating alerts.

2. Your challenge: reduce the cost of compliance Operating a global compliance team is costly in terms of finances and staffing.

­ Our solution Our dedicated KYC, KYT, and AML teams mitigate risk early, allowing you to concentrate on management tasks with confidence in data accuracy. With flexibility of models, from SaaS to managed services, rely on our global experts and scalable technology for top-quality services that comply with regulations as your business expands or during crucial times like investment transactions and fund closings.

3. Your challenge: simplify global compliance Compliance across multiple jurisdictions is complex.

­ Our solution

Our global compliance team, with its deep expertise in local KYC and AML regulations, and supported by MaxComply™, ensures you stay ahead of regulatory changes with real-time monitoring, controls, and a complete audit trail for reporting.

4. Your challenge: act at the speed of business Opportunities often have tight deadlines, requiring quick action.

­ Our solution Our AML experts, aided by MaxComplyTM, enable swift, informed decisions with secure, 24/7 access across devices, ensuring speed and security in your operations.

5. Your challenge: create value creation Fundraising pressures are pushing asset managers to adapt their value-creation strategy while enhancing operational efficiency.

­ Our solution Supporting you in improving investor experience throughout their investment process, leveraging platforms such as MaxComplyTM for seamless onboarding and IQ-EQ Cosmos for reporting.

This document is provided for information purposes only and does not constitute legal, tax, investment, regulatory, accounting or other professional advice. For more information on the legal and regulatory status of IQ-EQ companies please visit www.iqeq.com/legal-and-compliance.