Onboarding workflow
Collection and analysis of the investors' AML/KYC documentation
AML name screening against sanctions lists
Risk assessment with the attribution of a risk classification for each investor
Escalation of potential risks
Monitoring of the KYC files with periodical review and monitoring in case of triggering events
Tax compliance checks
Reputational checks
Constant contact with the client/investor to perform the AML/KYC process
Regulatory watch and its impact on the investors
This document is provided for information purposes only and does not constitute legal, tax, investment, regulatory, accounting or other professional advice. For more information on the legal and regulatory status of IQ-EQ companies please visit www.iqeq.com/legal-and-compliance.