Case study

Client Profile

• A US-based global multi-asset manager catering to institutional and individual clients, offering hybrid, yield, and equity investments
• An IQ-EQ client since 2014

Key Objectives

• To establish a unified AML/KYC compliance framework for investors and investment assets managed in Luxembourg, Cayman, and the U.S.
• To have this framework supported by a digital platform that ensures transparency

Our Solution

• Deployed a team of U.S. and Luxembourg-based AML/KYC analysts using our proprietary technology platform, MaxComplyTM, for investor onboarding
• Streamlined investor and investment onboarding processes with MaxComply's efficient, secure, user-friendly technology, complemented by our expert team's regulatory knowledge

Results

• Customised workflows tailored to the specific needs of the client
• Experienced compliance officers dedicated to the account
• Highly responsive team members located in the same jurisdictions as the client
• Continuously updated technology platform with new features
• Competitively priced to facilitate global scaling
• Rapid completion of investor case files