Our
expertise
We serve financial services firms across different jurisdictions, from hedge funds to private equity firms, corporate finance firms and others which operate under a regulatory framework.
We currently look after ca. 100 appointed representatives and manage over €11bn AUM in our hosted AIFM
- Some firms use our services in their early days with a view to transitioning to direct authorisation after a year or two
- Others are solely focused on their investment activities and wish to outsource all non-core activities
- Our regulated services are provided by either G10 Capital Limited or Sapia Partners LLP which are authorised and regulated by the Financial Conduct Authority of the UK
Our consulting team looks after over 200 clients, supporting them with their day-to-day compliance needs or conducting projects on their behalf. We pride ourselves on our deep technical expertise both on the nuts and bolts of running a compliant business, as well as on evolving regulatory themes such as ESG and the IFPR
PE/VC Funds
Real Estate Funds
Hedge Funds
Sell-side
Debt Funds
Listed Funds
Corporate Finance
Digital Assets
This document is provided for information purposes only and does not constitute legal, tax, investment, regulatory, accounting or other professional advice. For more information on the legal and regulatory status of IQ-EQ companies please visit www.iqeq.com/legal-and-compliance.
IQ EQ RegCom (UK) Limited is a compliance services firm registered in England and Wales No 07277134. Sapia Partners LLP is a limited liability partnership registered in England and Wales No OC354934 authorised and regulated by the Financial Conduct Authority, FCA FRN 550103. G10 Capital Limited is a limited company registered in England and Wales No 09224491 authorised and regulated by the Financial Conduct Authority, FCA FRN 648953.