How

we can help

We know that many investment professionals wish to conduct regulated activities but do not necessarily want to build an in-house compliance team or fund platform structure.

We have a deep bench of compliance expertise. For firms that are already regulated, our consulting team offers support with BAU compliance tasks, expert advice, secondments, and project work. For firms that are not yet regulated, we can project manage the process of gaining FCA authorisation.

Alternatively we can provide UK appointed representatives and hosted AIFM services, offering:

Quick set up

6-8 weeks rather than up to 12 months for direct authorisation

A fixed monthly fee

so your costs are known and controlled

Access to a large team of compliance and regulation specialists

A dedicated team of 60 compliance professionals

Freedom for you to focus on what you do best

without the complexity of setting up a compliance function

This document is provided for information purposes only and does not constitute legal, tax, investment, regulatory, accounting or other professional advice. For more information on the legal and regulatory status of IQ-EQ companies please visit www.iqeq.com/legal-and-compliance.

IQ EQ RegCom (UK) Limited is a compliance services firm registered in England and Wales No 07277134. Sapia Partners LLP is a limited liability partnership registered in England and Wales No OC354934 authorised and regulated by the Financial Conduct Authority, FCA FRN 550103. G10 Capital Limited is a limited company registered in England and Wales No 09224491 authorised and regulated by the Financial Conduct Authority, FCA FRN 648953.