MaxComply™
Our AML/KYC technology backbone
Our AML/KYC solution is powered by MaxComply™, our proprietary risk and compliance SaaS platform built to streamline, evidence and automate due diligence workflows. Designed around intelligent, question‑driven processes, it supports end‑to‑end AML/KYC verification across investor, investment‑asset and client onboarding.
Beyond external due diligence, MaxComplyTM also manages internal employee‑related compliance controls typically required within financial services firms. This includes personal account dealing, gifts and hospitality, outside business interests, and regulatory certifications (e.g. SMCR, HMRC Compliance Handbook). It is fully integrated with other platforms e.g. World-Check One for PEP and sanctions.
Key features
Configurable SaaS platform tailored to your operating model and compliance requirements
AI‑powered document reading and automated questionnaire population to reduce manual input
Single‑upload document reuse, allowing investors to upload documents once and apply them across multiple subscriptions when still valid
24/7 global support delivered by dedicated compliance and onboarding teams
Integrated third‑party screening tools, including World-Check for KYC and Napier for scalable AML monitoring
One‑click bank instruction enabling LPs’ banks to send the required subscription amount instantly
End‑to‑end digital subscription documents (e‑subdocs) within MaxComplyTM, fully optimised for mobile
Streamlined investor screening workflows for efficient and thorough due diligence processing
Investor assistance options, including online chat guidance or personalised white‑glove support
Full workflow transparency so clients can track investor status, investment progress and onboarding stages in real time
Proprietary AML‑dedicated technology, designed to scale with your fund and jurisdictional requirements
Centralised onboarding data, giving your team a single source of truth for all investor and subscription information
This document is provided for information purposes only and does not constitute legal, tax, investment, regulatory, accounting or other professional advice. For more information on the legal and regulatory status of IQ-EQ companies please visit www.iqeq.com/legal-and-compliance.